Seth M. Schwartz

Seth M. Schwartz has a wide-ranging trial and appellate litigation practice involving complex securities, commercial and corporate governance matters pending in federal and state courts throughout the country and before the SEC and FINRA. Mr. Schwartz has extensive experience representing mutual fund and hedge fund clients in connection with a wide variety of issues, including alleged excessive fees, fund management, contract disputes, securities valuation and trading practices, accounting issues, activist investors, sales practices and employment disputes. The Legal 500 United States has cited Mr. Schwartz “for his expertise litigating complex securities cases involving mutual fund and hedge fund clients.